Investor Charter

Investor Charter in respect of Research Analyst (RA) as per SEBI Circular

number SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0685 dated December 13, 2021

1. Vision and Mission Statements for investors.
   Vision
   Invest with knowledge & safety.
   Mission
   Every investor should be able to invest in the right investment products based on their needs,
   manage and monitor them to meet their goals, access reports, and enjoy financial wellness.
2. Details of business transacted by the Research Analyst with respect to the investors.
   To publish research reports based on the research activities of TechnoFunda Research.
   To provide an independent unbiased view on securities.
   To offer unbiased recommendations, disclosing the financial interests in recommended securities.
   To provide research recommendations based on the analysis of publicly available information and known observations.
   To conduct an audit annually.
3. Details of services provided to investors (No Indicative Timelines)

1. Onboarding of Clients.
2. Disclosure to Clients

To distribute research reports and recommendations to the clients without discrimination.

To maintain confidentiality regarding the publication of the research report until made

available in the public domain.

4. Details of grievance redressal mechanism and how to access it
In case of any grievance/complaint, an investor should approach the concerned
research analyst and ensure that the grievance is resolved within 30 days. If the
investor’s complaint is not redressed satisfactorily, one may lodge a complaint with SEBI
on SEBI’s SCORES portal, which is a centralized web-based complaints redressal system.
SEBI takes up the complaints registered via SCORES with the concerned intermediary for
timely redressal. SCORES facilitates tracking the status of the complaint.

To launch a complaint:

For queries/grievances, you may write to support@technofundaresearch.com. We are also
registered on the SCORES website (https://scores.gov.in/scores/). Our Research
Analyst Registration Number: INH000012272.
With regard to physical complaints, investors may send their complaints to: Office
of Investor Assistance and Education, Securities and Exchange Board of India, SEBI
Bhavan. Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai - 400
051.

5. Expectations from the investors (Responsibilities of investors).

Do’s
Always deal with SEBI registered Research Analyst.
Ensure that the Research Analyst has a valid registration certificate.
Check for SEBI registration number.
Please refer to the list of all SEBI registered Research Analysts, which is available on SEBI
website in the following link: (https://www.sebi.gov.in/sebiweb/other/OtherAction.do?
doRecognisedFpi=yes &intmId=14)

Always pay attention towards disclosures made in the research reports before investing.

Pay your Research Analyst through banking channels only and maintain duly signed
receipts mentioning the details of your payments.
Before buying securities or applying in public offers, check for the research
recommendation provided by your research Analyst.
Ask all relevant questions and clear your doubts with your Research Analyst before acting
on the recommendation.
Inform SEBI about Research Analysts offering assured or guaranteed returns.

Don’ts

Do not provide funds for investment to the Research Analyst.
Don’t fall prey to luring advertisements or market rumors.
Do not get attracted to limited period discounts or other incentives, gifts, etc. offered by
Research Analysts.
Do not share login credentials and password of your trading and demat accounts with the
Research Analyst.